Job description
A well respected International bank based in the heart of the City of London have a part-time maternity contract role within their busy Compliance team. This is a hybrid role (2 days in the office 3 days from home), working 2-3 hours every day. Interested applicants must be available at short notice as well as having gained 1-2 years proven Compliance Monitoring work experience within a banking environment coupled with strong knowledge of FCA regulations & Monitoring. Duties will include:-
• Complete scheduled daily compliance monitoring checks in accordance with documented procedures.
• Monitor investment guideline and regulatory reports using internal monitoring systems.
• Review automated compliance reports and identify exceptions.
• Escalate any breaches, warnings or unusual findings.
• Maintain records of monitoring activities.
• Monitor investment restriction reports.
• Review issuer limits, liquidity limits and other automated monitoring reports.
• Escalate any breaches to the Compliance team.
Good Excel skills are required.