Trainee Financial Planning Compliance Officer

Trainee Financial Planning Compliance Officer Location: Manchester City Centre Salary: £35,000 Working towards the CII Level 4 Exams About the Role NJR Recruitment is working in Partnership with an Independent Firm of Financial Planners who is seeking a proactive and detail-oriented Candidate to take the step in to 'Trainee Compliance Officer’ role. The successful candidate will play a key role in maintaining high standards of regulatory compliance and suitability of advice across the business. This role is ideal for someone who has proven experience working for a firm of Financial Planners or an Provider as an Administrator or Trainee Paraplanner/Paraplanner who is eager to develop their career in a supportive and professional environment. Key Responsibilities " Conduct file checks to assess suitability of advice " Perform call checks to ensure compliance with advice standards " Assess vulnerability characteristics and identify necessary support " Deliver clear and structured feedback to advisers and paraplanners " Provide ad-hoc compliance support to business departments " Ensure adherence to FCA regulations, legislation, and internal policies " Assist in implementing and maintaining robust compliance procedures Requirements " Ideally working towards CII Level 4 qualified, or completed 1-2 exams and actively working towards full qualification " Minimum 1 year of experience in compliance or a related role " Strong attention to detail and analytical skills " Effective communication and interpersonal abilities " Confidence in delivering constructive feedback Apply today via NJR Recruitment or call quoting the reference NJR16457 Please note: Due to a high volume of applications, if your CV does not reflect the essential requirements, or you answer 'no' to key screening questions, we may not be able to contact you.