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Senior Compliance Manager

RD Financial Recruitment·Slough (South East England)HybridSenior
£2 600 / monthestimated
Vox Summary
  • Role Responsibilities: Support the Head of Compliance & MLRO, lead compliance teams, oversee monitoring activities, conduct reviews, ensure FCA compliance, and promote a positive compliance culture.
  • Requirements: Experience in Compliance, Risk or Internal Audit within Financial Services, strong FCA regulation knowledge, leadership skills, stakeholder management, and willingness to travel.
  • Conditions & Benefits: Hybrid working, £2.6k car allowance, excellent benefits, exposure to senior leadership, professional development, and career progression.
Apply on sourceYou are leaving VoxJobs for reed.co.uk — the application is handled directly by the company. reed.co.uk

Job description

Senior Compliance Manager | Slough | Hybrid Working | £2.6k Car Allowance + Excellent Benefits The Role Are you an experienced compliance leader looking for an opportunity to influence regulatory standards across a growing financial services organisation? Do you thrive in a role where you can combine strategic thinking with hands-on leadership while helping shape a strong compliance culture? This is an excellent opportunity to join a highly respected financial services business as a Senior Compliance Manager, supporting the Head of Compliance & MLRO in leading the Compliance function across multiple UK entities. You'll play a pivotal role in ensuring regulatory excellence, developing high-performing teams and driving compliance best practice throughout the business. If you're passionate about FCA regulation, Consumer Duty and leading compliance teams in a fast-paced environment, this is your chance to make a real impact while developing your career within a supportive and forward-thinking organisation. Key Responsibilities • Support the Head of Compliance & MLRO in maintaining the Compliance Framework across all UK entities. • Deputise for the Head of Compliance when required. • Lead, coach and develop the Compliance team, ensuring high standards of performance. • Manage and deliver the annual Compliance Monitoring Plan. • Oversee second-line compliance monitoring activities across the business. • Conduct thematic reviews and targeted compliance assessments. • Ensure compliance with FCA regulations, Consumer Duty and internal policies. • Oversee intermediary oversight activities, including retailer and broker audits. • Review compliance reports, monitor remediation plans and ensure consistent standards. • Support regulatory change projects and the implementation of new regulatory requirements. • Prepare reporting for senior leadership, governance committees and Board meetings. • Build strong relationships with stakeholders across Risk, Legal, Sales, Operations and Internal Audit. • Promote a positive compliance culture throughout the organisation. About You You'll be an experienced compliance professional with a strong understanding of the UK financial services regulatory environment and a proven ability to lead teams and influence stakeholders. You'll ideally have: • Significant experience within Compliance, Risk or Internal Audit in Financial Services. • Strong working knowledge of FCA regulation and Consumer Duty. • Experience of compliance monitoring and second-line oversight. • Experience leading compliance reviews and regulatory remediation programmes. • Previous people management and leadership experience. • Excellent stakeholder management and communication skills. • Experience preparing reports for senior management and governance committees. • Excellent organisational skills with the ability to manage multiple priorities. • A full UK driving licence and willingness to travel throughout the UK. The Offer • Hybrid working • £2.6k car allowance • Excellent benefits package • Opportunity to work within a respected financial services organisation • Exposure to senior leadership and strategic regulatory projects • Ongoing professional development and career progression Apply Now Ready to take the next step in your compliance career? If you're looking for an opportunity to lead, influence and make a lasting impact within a forward-thinking financial services organisation, we'd love to hear from you. Apply today and become part of a business committed to delivering the highest standards of regulatory excellence.

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Original source
reed.co.uk
Posted
Jul 13, 2026 · true date
Last verified
2 hours ago
Quality score
35/100
Salary stated0
Company identified0
applyUrl0
postedAt15
Complete description20

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